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Overview
Overview
This book will help investment professionals pass the Uniform Investment Adviser Law Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 65 test, including Economic Factors and Business Information; Investment Vehicle Characteristics; Client Investment Recommendations and Strategies; and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. The study guide includes details on the math formulas needed for the test.
- Format: Trade Paperback
- Author: McCaulay, Philip Martin
- ISBN: 9781499200485
- Condition: Used
- Dimensions: 11.02 x 0.42
- Number Of Pages: 196
- Publication Year: 2014
Language:
English