Securities Regulation: Selected Statutes, Rules, and Forms, 2019

by Cox, James D.
ISBN: 9781543812756
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Overview

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

New to the 2019 Edition:

  • New Rule 15l-1 Regulation Best Interest has been added

  • Thoroughly updated to reflect numerous changes made by the SEC to

    • modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies

    • facilitate the disclosure of information to investors

    • simplify compliance without significantly altering the total mix of information provided to investors.

  • Format: Trade Paperback
  • Author: Cox, James D.
  • ISBN: 9781543812756
  • Condition: Used
  • Dimensions: 10.00 x 2.29
  • Number Of Pages: 1168
  • Publication Year: 2019
Language: English